SEC Form 4 · accession 0000899243-19-002734
DELCATH SYSTEMS, INC. · DCTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Dodge Rueckert
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 9:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872912
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.281 | Feb 1, 2019 | A | 100,000 | A | — | Feb 1, 2029 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The stock options vest in equal amounts of 8,333 options for 11 consecutive months commencing on the one month anniversary of the grant date, and the balance of the options (8,337) vesting on the 12 month anniversary of the grant date. Options are immediately exercisable upon vesting.