SEC Form 4 · accession 0000872835-15-000017
ESB FINANCIAL CORP · ESBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Evanoski
Officer — Group Sr VP/CFO
Period of report
Feb 10, 2015
Accepted (ET)
Feb 10, 2015 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Feb 10, 2015 | D | 15,465 | — | D | 0 | I | 401(k) Plan |
| Common StockF1 | Feb 10, 2015 | D | 127,367 | — | D | 0 | D | |
| Common StockF1 | Feb 10, 2015 | D | 76,827 | — | D | 0 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $11.00 | Feb 10, 2015 | D | 1,320 | D | Nov 15, 2011 | Nov 15, 2021 | Common Stock | 1,320 | 0 | D |
| Stock OptionF2 | $10.50 | Feb 10, 2015 | D | 24,000 | D | Nov 20, 2012 | Nov 20, 2022 | Common Stock | 24,000 | 0 | D |
| Stock OptionF2 | $13.36 | Feb 10, 2015 | D | 24,000 | D | Nov 19, 2013 | Nov 19, 2023 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to merger agreement between issuer and WesBanco, Inc. Pursuant to the merger agreement, each share of common stock was converted into 0.502 of a share of WesBanco common stock and $1.76 in cash.
- F2Disposed of pursuant to merger agreement between issuer and WesBanco, Inc. Pursuant to the merger agreement, each option was cancelled in exchange for a cash payment equal to the excess of $17.65 over the exercise price of such option.
- F3Between 1/01/15 and 2/10/15 the reporting person acquired 122.984325 shares of ESB common stock under the ESB Financial Corporation 401(k) Plan.