SEC Form 4 · accession 0000872835-15-000012
ESB FINANCIAL CORP · ESBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlotte A Zuschlag
Officer — President and Chief Executive · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 10, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Feb 10, 2015 | D | 198,284 | — | D | 0 | I | by trust |
| Common StockF2,F3 | Feb 10, 2015 | D | 17,203 | — | D | 0 | I | 401(k) Plan |
| Common StockF1,F3 | Feb 10, 2015 | D | 259,254 | — | D | 0 | D | |
| Common StockF3 | Feb 10, 2015 | D | 149,481 | — | D | 0 | I | ESOP |
| Common StockF3 | Feb 10, 2015 | D | 11,152 | — | D | 0 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $7.16 | Feb 10, 2015 | D | 1,524 | D | Nov 18, 2008 | Nov 18, 2018 | Common Stock | 1,524 | 0 | D |
| Stock OptionF4 | $8.02 | Feb 10, 2015 | D | 6,530 | D | Nov 17, 2009 | Nov 17, 2019 | Common Stock | 6,530 | 0 | D |
| Stock OptionF4 | $10.35 | Feb 10, 2015 | D | 19,139 | D | Nov 16, 2010 | Nov 16, 2020 | Common Stock | 19,139 | 0 | D |
| Stock OptionF4 | $11.00 | Feb 10, 2015 | D | 8,618 | D | Nov 15, 2011 | Nov 15, 2021 | Common Stock | 8,618 | 0 | D |
| Stock OptionF4 | $10.50 | Feb 10, 2015 | D | 48,000 | D | Nov 20, 2012 | Nov 20, 2022 | Common Stock | 48,000 | 0 | D |
| Stock OptionF4 | $13.36 | Feb 10, 2015 | D | 48,000 | D | Nov 19, 2013 | Nov 19, 2023 | Common Stock | 48,000 | 0 | D |
Explanation of responses
- F1Since the reporting person's last report, 49,004 shares previously held individually have been reregistered to the Turst.
- F2Between 01/01/15 and 02/10/15 the reporting person acquired 188.895365 shares of ESB common stock under the ESB Financial Corporation 401(k) Plan.
- F3Disposed of pursuant to merger agreement between issuer and WesBanco, Inc. Pursuant to the merger agreement, each share of common stock was converted into 0.502 of a share of WesBanco common stock and $1.76 in cash.
- F4Disposed of pursuant to merger agreement between issuer and WesBanco, Inc. Pursuant to the merger agreement, each option was cancelled in exchange for a cash payment equal to the excess of $17.65 over the exercise price of such option.