SEC Form 4 · accession 0000872835-15-000009

ESB FINANCIAL CORP · ESBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and Chief Executive · Director

Period of report

Jan 29, 2015

Accepted (ET)

Jan 30, 2015 · 3:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000872835

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Sotck^F2	Jan 29, 2015	M	11,792	$8.48	A	124,560	I	Trust
Common Stock^F2	Jan 29, 2015	M	2,797	$7.16	A	127,357	I	Trust
Common Stock^F2	Jan 29, 2015	M	4,990	$8.02	A	132,347	I	Trust
Common Stock^F2	Jan 29, 2015	M	9,661	$10.35	A	142,008	I	Trust
Common Stock^F2	Jan 29, 2015	M	7,272	$11.00	A	149,280	I	by trust
Common Stock	holding	—	—		—	17,014	I	401(k) Plan
Common Stock	holding	—	—		—	308,258	D
Common Stock	holding	—	—		—	149,481	I	ESOP
Common Stock	holding	—	—		—	11,152	I	IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$8.48	Jan 29, 2015	M	11,792	D	Apr 19, 2005	Apr 19, 2015	Common Stock	11,792	0	D
Stock Option	$7.16	Jan 29, 2015	M	2,797	D	Nov 18, 2008	Nov 18, 2018	Common Stock	4,321	1,524	D
Stock Option	$8.02	Jan 29, 2015	M	4,990	D	Nov 17, 2009	Nov 17, 2019	Common Stock	11,520	6,530	D
Stock Option	$10.35	Jan 29, 2015	M	9,661	D	Nov 16, 2010	Nov 16, 2020	Common Stock	28,800	19,139	D
Stock Option	$11.00	Jan 29, 2015	M	7,272	D	Nov 15, 2011	Nov 15, 2021	Common Stock	15,890	8,618	D
Stock Option	$10.50	holding	—	—	—	Nov 20, 2012	Nov 20, 2022	Common Stock	48,000	48,000	D
Stock Option^F1	$13.36	holding	—	—	—	Nov 19, 2013	Nov 19, 2023	Common Stock	48,000	48,000	D

F133 1/3% of such grant will vest immediately and 33 1/3% will vest each year over the next 2 years
F2Charlotte A. Zuschlag, Trustee of the Charlotte A. Zuschlag Revocable Trust dated 12-04-03.