SEC Form 4 · accession 0000872835-15-000006
ESB FINANCIAL CORP · ESBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Evanoski
Officer — Group Sr VP/CFO
Period of report
Jan 21, 2015
Accepted (ET)
Jan 21, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2015 | M | 5,760 | $8.48 | A | 96,371 | D | |
| Common Stock | Jan 21, 2015 | F | 2,762 | $17.69 | D | 93,609 | D | |
| Common Stock | holding | — | — | — | 15,342 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 76,827 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $8.48 | Jan 21, 2015 | M | 5,760 | D | Apr 19, 2005 | Apr 19, 2015 | Common Stock | 0 | 0 | D |
| Stock Option | $7.47 | holding | — | — | — | Nov 21, 2006 | Nov 21, 2016 | Common Stock | 5,760 | 5,760 | D |
| Stock Option | $7.03 | holding | — | — | — | Nov 20, 2007 | Nov 20, 2017 | Common Stock | 5,760 | 5,760 | D |
| Stock Option | $7.16 | holding | — | — | — | Nov 18, 2008 | Nov 18, 2018 | Common Stock | 5,760 | 5,760 | D |
| Stock Option | $8.02 | holding | — | — | — | Nov 17, 2009 | Nov 17, 2019 | Common Stock | 7,920 | 7,920 | D |
| Stock Option | $10.35 | holding | — | — | — | Nov 16, 2010 | Nov 16, 2020 | Common Stock | 7,920 | 7,920 | D |
| Stock Option | $11.00 | holding | — | — | — | Nov 15, 2011 | Nov 15, 2021 | Common Stock | 6,600 | 6,600 | D |
| Stock Option | $10.50 | holding | — | — | — | Nov 20, 2012 | Nov 20, 2022 | Common Stock | 24,000 | 24,000 | D |
| Stock OptionF1 | $13.36 | holding | — | — | — | Nov 19, 2013 | Nov 19, 2023 | Common Stock | 24,000 | 24,000 | D |
Explanation of responses
- F133 1/3% of such grant will vest immediately and 33 1/3% will vest over the next 2 years.