SEC Form 4 · accession 0001708138-17-000017
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Roy Vagelos
Officer — Chairman of the Board · Director
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2017 | S | 22,118 | $470.23 | D | 363,638 | D | |
| Common StockF2 | Aug 21, 2017 | S | 1,951 | $471.09 | D | 361,687 | D | |
| Common StockF3 | Aug 21, 2017 | S | 200 | $472.16 | D | 361,487 | D | |
| Common StockF4 | Aug 22, 2017 | S | 400 | $470.64 | D | 361,087 | D | |
| Common StockF5 | Aug 22, 2017 | S | 600 | $471.63 | D | 360,487 | D | |
| Common StockF6 | Aug 22, 2017 | S | 900 | $472.67 | D | 359,587 | D | |
| Common StockF7 | Aug 22, 2017 | S | 200 | $473.65 | D | 359,387 | D | |
| Common StockF8 | Aug 22, 2017 | S | 2,400 | $474.64 | D | 356,987 | D | |
| Common StockF9 | Aug 22, 2017 | S | 5,610 | $475.49 | D | 351,377 | D | |
| Common StockF10 | Aug 22, 2017 | S | 5,744 | $476.46 | D | 345,633 | D | |
| Common StockF11 | Aug 22, 2017 | S | 3,473 | $477.52 | D | 342,160 | D | |
| Common StockF12 | Aug 22, 2017 | S | 1,600 | $478.51 | D | 340,560 | D | |
| Common StockF13 | Aug 22, 2017 | S | 600 | $479.63 | D | 339,960 | D | |
| Common StockF14 | Aug 22, 2017 | S | 5,250 | $480.62 | D | 334,710 | D | |
| Common StockF15 | Aug 22, 2017 | S | 4,661 | $481.37 | D | 330,049 | D | |
| Common Stock | Aug 22, 2017 | S | 400 | $482.72 | D | 329,649 | D | |
| Common Stock | Aug 22, 2017 | S | 106 | $483.00 | D | 329,543 | D | |
| Common Stock | holding | — | — | — | 2,300 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 150,285 | I | by CLAT | |
| Common Stock | holding | — | — | — | 83,652 | I | by Spouse as Trustee | |
| Common StockF16 | holding | — | — | — | 1,203 | I | by trust for grandch |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents volume-weighted average price of sales of 22,118 shares of Company stock on August 21, 2017 at prices ranging from $470.00 to $470.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 21, 2017 at each separate price.
- F10Represents volume-weighted average price of sales of 5,744 shares of Company stock on August 22, 2017 at prices ranging from $476.01 to $476.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F11Represents volume-weighted average price of sales of 3,473 shares of Company stock on August 22, 2017 at prices ranging from $477.00 to $477.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F12Represents volume-weighted average price of sales of 1,600 shares of Company stock on August 22, 2017 at prices ranging from $478.10 to $478.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F13Represents volume-weighted average price of sales of 600 shares of Company stock on August 22, 2017 at prices ranging from $479.00 to $479.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F14Represents volume-weighted average price of sales of 5,250 shares of Company stock on August 22, 2017 at prices ranging from $480.06 to $480.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F15Represents volume-weighted average price of sales of 4,661 shares of Company stock on August 22, 2017 at prices ranging from $481.00 to $481.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F16By a trust for the benefit of certain grandchildren of the reporting person, of which the reporting person and/or the spouse of the reporting person is trustee.
- F2Represents volume-weighted average price of sales of 1,951 shares of Company stock on August 21, 2017 at prices ranging from $471.00 to $471.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 21, 2017 at each separate price.
- F3Represents volume-weighted average price of sales of 200 shares of Company stock on August 21, 2017 at prices ranging from $472.08 to $472.24 Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 21, 2017 at each separate price.
- F4Represents volume-weighted average price of sales of 400 shares of Company stock on August 22, 2017 at prices ranging from $470.50 to $470.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F5Represents volume-weighted average price of sales of 600 shares of Company stock on August 22, 2017 at prices ranging from $471.16 to $471.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F6Represents volume-weighted average price of sales of 900 shares of Company stock on August 22, 2017 at prices ranging from $472.38 to $472.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F7Represents volume-weighted average price of sales of 200 shares of Company stock on August 22, 2017 at prices ranging from $473.55 to $473.75. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F8Represents volume-weighted average price of sales of 2,400 shares of Company stock on August 22, 2017 at prices ranging from $474.00 to $474.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.
- F9Represents volume-weighted average price of sales of 5,610 shares of Company stock on August 22, 2017 at prices ranging from $475.00 to $475.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 22, 2017 at each separate price.