SEC Form 4 · accession 0001708138-17-000010
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Stahl
Officer — EVP Research and Development
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2017 | M | 20,000 | $30.63 | A | 43,950 | D | |
| Common Stock | Jun 21, 2017 | F | 1,201 | $510.02 | D | 42,749 | D | |
| Common Stock | Jun 21, 2017 | F | 10,493 | $510.02 | D | 32,256 | D | |
| Common Stock | Jun 22, 2017 | S | 100 | $521.70 | D | 32,156 | D | |
| Common StockF2 | Jun 22, 2017 | S | 200 | $522.80 | D | 31,956 | D | |
| Common StockF3 | Jun 22, 2017 | S | 200 | $523.52 | D | 31,756 | D | |
| Common Stock | Jun 22, 2017 | S | 101 | $524.08 | D | 31,655 | D | |
| Common StockF4 | Jun 22, 2017 | S | 400 | $525.10 | D | 31,255 | D | |
| Common StockF5 | Jun 22, 2017 | S | 600 | $526.45 | D | 30,655 | D | |
| Common Stock | Jun 22, 2017 | S | 100 | $529.61 | D | 30,555 | D | |
| Common StockF6 | Jun 22, 2017 | S | 800 | $530.64 | D | 29,755 | D | |
| Common StockF7 | Jun 22, 2017 | S | 900 | $531.42 | D | 28,855 | D | |
| Common StockF8 | Jun 22, 2017 | S | 500 | $532.44 | D | 28,355 | D | |
| Common StockF9 | Jun 22, 2017 | S | 905 | $533.49 | D | 27,450 | D | |
| Common StockF10 | Jun 22, 2017 | S | 700 | $534.64 | D | 26,750 | D | |
| Common StockF11 | Jun 22, 2017 | S | 800 | $535.37 | D | 25,950 | D | |
| Common StockF12 | Jun 22, 2017 | S | 800 | $536.46 | D | 25,150 | D | |
| Common StockF13 | Jun 22, 2017 | S | 200 | $537.42 | D | 24,950 | D | |
| Common StockF14 | Jun 22, 2017 | S | 600 | $538.39 | D | 24,350 | D | |
| Common StockF15 | Jun 22, 2017 | S | 200 | $539.36 | D | 24,150 | D | |
| Common Stock | Jun 22, 2017 | S | 100 | $540.04 | D | 24,050 | D | |
| Common Stock | Jun 22, 2017 | S | 100 | $541.70 | D | 23,950 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 5,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 5,647 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F16 | $30.63 | Jun 21, 2017 | M | 20,000 | D | — | Dec 14, 2020 | Common Stock | 20,000 | 26,736 | D |
Explanation of responses
- F1Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- F10Represents volume-weighted average price of sales of 700 shares of Company stock on June 22, 2017 at prices ranging from $534.44 to $534.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F11Represents volume-weighted average price of sales of 800 shares of Company stock on June 22, 2017 at prices ranging from $535.01 to $535.88. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F12Represents volume-weighted average price of sales of 800 shares of Company stock on June 22, 2017 at prices ranging from $536.15 to $536.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F13Represents volume-weighted average price of sales of 200 shares of Company stock on June 22, 2017 at prices ranging from $537.19 to $537.65. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F14Represents volume-weighted average price of sales of 600 shares of Company stock on June 22, 2017 at prices ranging from $538.00 to $538.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F15Represents volume-weighted average price of sales of 200 shares of Company stock on June 22, 2017 at prices ranging from $539.00 to $539.71. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F16The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.
- F2Represents volume-weighted average price of sales of 200 shares of Company stock on June 22, 2017 at prices ranging from $522.74 to $522.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F3Represents volume-weighted average price of sales of 200 shares of Company stock on June 22, 2017 at prices ranging from $523.50 to $523.53. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F4Represents volume-weighted average price of sales of 400 shares of Company stock on June 22, 2017 at prices ranging from $525.00 to $525.40. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F5Represents volume-weighted average price of sales of 600 shares of Company stock on June 22, 2017 at prices ranging from $526.00 to $526.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F6Represents volume-weighted average price of sales of 800 shares of Company stock on June 22, 2017 at prices ranging from $530.38 to $530.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F7Represents volume-weighted average price of sales of 900 shares of Company stock on June 22, 2017 at prices ranging from $531.05 to $531.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F8Represents volume-weighted average price of sales of 500 shares of Company stock on June 22, 2017 at prices ranging from $532.05 to $532.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.
- F9Represents volume-weighted average price of sales of 905 shares of Company stock on June 22, 2017 at prices ranging from $533.08 to $533.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on June 22, 2017 at each separate price.