SEC Form 4 · accession 0001652917-15-000006

REGENERON PHARMACEUTICALS, INC. · REGN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

George Yancopoulos

Officer — President Regeneron Laboratori · Director

Period of report

Oct 30, 2015

Accepted (ET)

Nov 3, 2015 · 4:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000872589

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 30, 2015	M	182,818	$11.64	A	682,818	D
Common Stock	Oct 30, 2015	F	3,806	$559.08	D	679,012	D
Common Stock	Oct 30, 2015	F	92,316	$559.08	D	586,696	D
Common Stock^F2	Nov 2, 2015	S	1,200	$561.75	D	585,496	D
Common Stock	Nov 2, 2015	S	100	$562.36	D	585,396	D
Common Stock^F3	Nov 2, 2015	S	530	$563.76	D	584,866	D
Common Stock^F4	Nov 2, 2015	S	1,000	$564.57	D	583,866	D
Common Stock^F5	Nov 2, 2015	S	1,000	$565.89	D	582,866	D
Common Stock^F6	Nov 2, 2015	S	1,700	$566.66	D	581,166	D
Common Stock^F7	Nov 2, 2015	S	1,350	$567.61	D	579,816	D
Common Stock^F8	Nov 2, 2015	S	1,600	$568.49	D	578,216	D
Common Stock^F9	Nov 2, 2015	S	2,223	$569.47	D	575,993	D
Common Stock^F10	Nov 2, 2015	S	6,330	$570.67	D	569,663	D
Common Stock^F11	Nov 2, 2015	S	7,800	$571.41	D	561,863	D
Common Stock^F12	Nov 2, 2015	S	5,723	$572.43	D	556,140	D
Common Stock^F13	Nov 2, 2015	S	2,629	$573.47	D	553,511	D
Common Stock^F14	Nov 2, 2015	S	2,693	$574.55	D	550,818	D
Common Stock^F15	Nov 2, 2015	S	2,441	$575.64	D	548,377	D
Common Stock^F16	Nov 2, 2015	S	865	$576.48	D	547,512	D
Common Stock^F17	Nov 2, 2015	S	1,996	$577.58	D	545,516	D
Common Stock^F18	Nov 2, 2015	S	268	$578.73	D	545,248	D
Common Stock^F19	Nov 2, 2015	S	1,500	$579.53	D	543,748	D
Common Stock^F20	Nov 2, 2015	S	400	$580.29	D	543,348	D
Common Stock	holding	—	—		—	5,654	I	By 401(k) Plan
Common Stock	holding	—	—		—	569,588	I	by Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F21	$11.64	Oct 30, 2015	M	182,818	D	—	Dec 19, 2015	Common Stock	182,818	0	D

Explanation of responses

F1Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
F10Represents volume-weighted average price of sales of 6,330 shares of Company stock on November 2, 2015 at prices ranging from $570.00 to $570.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F11Represents volume-weighted average price of sales of 7,800 shares of Company stock on November 2, 2015 at prices ranging from $571.00 to $571.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F12Represents volume-weighted average price of sales of 5,723 shares of Company stock on November 2, 2015 at prices ranging from $572.00 to $572.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F13Represents volume-weighted average price of sales of 2,629 shares of Company stock on November 2, 2015 at prices ranging from $573.00 to $573.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F14Represents volume-weighted average price of sales of 2,693 shares of Company stock on November 2, 2015 at prices ranging from $574.00 to $574.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F15Represents volume-weighted average price of sales of 2,441 shares of Company stock on November 2, 2015 at prices ranging from $575.09 to $575.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F16Represents volume-weighted average price of sales of 865 shares of Company stock on November 2, 2015 at prices ranging from $576.16 to $576.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F17Represents volume-weighted average price of sales of 1,996 shares of Company stock on November 2, 2015 at prices ranging from $577.00 to $577.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F18Represents volume-weighted average price of sales of 268 shares of Company stock on November 2, 2015 at prices ranging from $578.05 to $578.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F19Represents volume-weighted average price of sales of 1,500 shares of Company stock on November 2, 2015 at prices ranging from $579.05 to $579.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F2Represents volume-weighted average price of sales of 1,200 shares of Company stock on November 2, 2015 at prices ranging from $561.26 to $561.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F20Represents volume-weighted average price of sales of 400 shares of Company stock on November 2, 2015 at prices ranging from $580.16 to $580.48. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F21The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.
F3Represents volume-weighted average price of sales of 530 shares of Company stock on November 2, 2015 at prices ranging from $563.07 to $563.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F4Represents volume-weighted average price of sales of 1,000 shares of Company stock on November 2, 2015 at prices ranging from $564.00 to $564.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F5Represents volume-weighted average price of sales of 1,000 shares of Company stock on November 2, 2015 at prices ranging from $565.78 to $565.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F6Represents volume-weighted average price of sales of 1,700 shares of Company stock on November 2, 2015 at prices ranging from $566.17 to $566.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F7Represents volume-weighted average price of sales of 1,350 shares of Company stock on November 2, 2015 at prices ranging from $567.00 to $567.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F8Represents volume-weighted average price of sales of 1,600 shares of Company stock on November 2, 2015 at prices ranging from $568.00 to $568.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.
F9Represents volume-weighted average price of sales of 2,223 shares of Company stock on November 2, 2015 at prices ranging from $569.00 to $569.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on November 2, 2015 at each separate price.