SEC Form 4 · accession 0001237899-16-000083
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Goldstein
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 2,125 | $273.67 | A | 15,125 | D | |
| Common Stock | Nov 14, 2016 | S | 2,125 | $450.00 | D | 13,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $273.67 | Nov 14, 2016 | M | 2,125 | D | — | Jan 2, 2024 | Common Stock | 2,125 | 8,500 | D |
Explanation of responses
- F1Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- F2The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.