SEC Form 4 · accession 0001237899-15-000059
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Van Plew
Officer — SVP & General Mgr Industrial O
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | M | 1,921 | $52.03 | A | 1,921 | D | |
| Common Stock | holding | — | — | — | 18,705 | I | by GRAT | |
| Common Stock | holding | — | — | — | 1,426 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $52.03 | Dec 16, 2015 | M | 1,921 | D | — | Dec 16, 2021 | Common Stock | 1,921 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $555.67 | Dec 16, 2015 | A | 40,000 | A | — | Dec 16, 2025 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.
- F2The stock option award vests in four equal annual installments, commencing one year after the date of grant.