SEC Form 4 · accession 0001237899-15-000046
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred G Gilman
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | M | 5,000 | $57.11 | A | 13,912 | D | |
| Common StockF1 | Aug 6, 2015 | S | 300 | $582.15 | D | 13,612 | D | |
| Common StockF2 | Aug 6, 2015 | S | 400 | $583.43 | D | 13,212 | D | |
| Common StockF3 | Aug 6, 2015 | S | 800 | $584.52 | D | 12,412 | D | |
| Common StockF4 | Aug 6, 2015 | S | 800 | $585.35 | D | 11,612 | D | |
| Common StockF5 | Aug 6, 2015 | S | 200 | $586.49 | D | 11,412 | D | |
| Common StockF6 | Aug 6, 2015 | S | 400 | $587.55 | D | 11,012 | D | |
| Common StockF7 | Aug 6, 2015 | S | 400 | $588.33 | D | 10,612 | D | |
| Common StockF8 | Aug 6, 2015 | S | 400 | $589.73 | D | 10,212 | D | |
| Common StockF9 | Aug 6, 2015 | S | 900 | $590.37 | D | 9,312 | D | |
| Common StockF10 | Aug 6, 2015 | S | 200 | $591.39 | D | 9,112 | D | |
| Common StockF11 | Aug 6, 2015 | S | 138 | $592.53 | D | 8,974 | D | |
| Common Stock | Aug 6, 2015 | S | 62 | $593.00 | D | 8,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F12 | $57.11 | Aug 6, 2015 | M | 5,000 | D | — | Jan 3, 2022 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Represents volume-weighted average price of sales of 300 shares of Company stock on August 6, 2015 at prices ranging from $582.05 to $582.25. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F10Represents volume-weighted average price of sales of 200 shares of Company stock on August 6, 2015 at prices ranging from $591.02 to $591.79. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F11Represents volume-weighted average price of sales of 138 shares of Company stock on August 6, 2015 at prices ranging from $592.40 to $592.59. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F12The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.
- F2Represents volume-weighted average price of sales of 400 shares of Company stock on August 6, 2015 at prices ranging from $583.01 to $583.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F3Represents volume-weighted average price of sales of 800 shares of Company stock on August 6, 2015 at prices ranging from $584.10 to $584.80. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F4Represents volume-weighted average price of sales of 800 shares of Company stock on August 6, 2015 at prices ranging from $585.08 to $585.61. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F5Represents volume-weighted average price of sales of 200 shares of Company stock on August 6, 2015 at prices ranging from $586.26 to $586.74. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F6Represents volume-weighted average price of sales of 400 shares of Company stock on August 6, 2015 at prices ranging from $587.14 to $587.84. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F7Represents volume-weighted average price of sales of 400 shares of Company stock on August 6, 2015 at prices ranging from $588.02 to $588.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F8Represents volume-weighted average price of sales of 400 shares of Company stock on August 6, 2015 at prices ranging from $589.44 to $589.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F9Represents volume-weighted average price of sales of 900 shares of Company stock on August 6, 2015 at prices ranging from $590.01 to $590.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.