SEC Form 4 · accession 0001237899-15-000045
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Terifay
Officer — SVP Commercial
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 3,264 | $30.63 | A | 23,293 | D | |
| Common Stock | Aug 5, 2015 | M | 29,236 | $30.63 | A | 52,529 | D | |
| Common Stock | Aug 5, 2015 | F | 1,521 | $588.64 | D | 51,008 | D | |
| Common Stock | Aug 5, 2015 | F | 14,292 | $588.64 | D | 36,716 | D | |
| Common StockF1 | Aug 6, 2015 | S | 2,007 | $585.22 | D | 34,709 | D | |
| Common StockF2 | Aug 6, 2015 | S | 2,482 | $587.35 | D | 32,227 | D | |
| Common StockF3 | Aug 6, 2015 | S | 2,126 | $588.55 | D | 30,101 | D | |
| Common StockF4 | Aug 6, 2015 | S | 2,542 | $589.76 | D | 27,559 | D | |
| Common StockF5 | Aug 6, 2015 | S | 2,486 | $590.57 | D | 25,073 | D | |
| Common StockF6 | Aug 6, 2015 | S | 957 | $591.75 | D | 24,116 | D | |
| Common Stock | Aug 6, 2015 | S | 23 | $592.40 | D | 24,093 | D | |
| Common Stock | Aug 6, 2015 | S | 800 | $593.66 | D | 23,293 | D | |
| Common Stock | holding | — | — | — | 1,651 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F7 | $30.63 | Aug 5, 2015 | M | 3,264 | D | — | Dec 14, 2020 | Common Stock | 3,264 | 0 | D |
| Non-Qualified Stock Option (right to buy)F7 | $30.63 | Aug 5, 2015 | M | 29,236 | D | — | Dec 14, 2020 | Common Stock | 29,236 | 0 | D |
Explanation of responses
- F1Represents volume-weighted average price of sales of 2,007 shares of Company stock on August 6, 2015 at prices ranging from $584.77 to $585.63. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F2Represents volume-weighted average price of sales of 2,482 shares of Company stock on August 6, 2015 at prices ranging from $587.03 to $587.88. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F3Represents volume-weighted average price of sales of 2,126 shares of Company stock on August 6, 2015 at prices ranging from $588.07 to $589.00. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F4Represents volume-weighted average price of sales of 2,542 shares of Company stock on August 6, 2015 at prices ranging from $589.12 to $590.11. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F5Represents volume-weighted average price of sales of 2,486 shares of Company stock on August 6, 2015 at prices ranging from $590.12 to $591.09. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F6Represents volume-weighted average price of sales of 957 shares of Company stock on August 6, 2015 at prices ranging from $591.22 to $592.00. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 6, 2015 at each separate price.
- F7The stock option award (combined incentive stock option and non-qualified stock option) vests in four equal annual installments, commencing one year after the date of grant.