SEC Form 4 · accession 0001237899-15-000025
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Terifay
Officer — SVP Commercial
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 24,375 | $30.63 | A | 44,404 | D | |
| Common Stock | Mar 16, 2015 | F | 1,679 | $444.46 | D | 42,725 | D | |
| Common Stock | Mar 16, 2015 | F | 11,703 | $444.46 | D | 31,022 | D | |
| Common StockF2 | Mar 17, 2015 | S | 2,600 | $448.01 | D | 28,422 | D | |
| Common StockF3 | Mar 17, 2015 | S | 300 | $448.87 | D | 28,122 | D | |
| Common StockF4 | Mar 17, 2015 | S | 2,093 | $450.18 | D | 26,029 | D | |
| Common StockF5 | Mar 17, 2015 | S | 700 | $450.95 | D | 25,329 | D | |
| Common StockF6 | Mar 17, 2015 | S | 3,200 | $452.61 | D | 22,129 | D | |
| Common StockF7 | Mar 17, 2015 | S | 1,700 | $453.28 | D | 20,429 | D | |
| Common Stock | Mar 17, 2015 | S | 400 | $454.00 | D | 20,029 | D | |
| Common Stock | holding | — | — | — | 1,651 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F8 | $30.63 | Mar 16, 2015 | M | 24,375 | D | — | Dec 14, 2020 | Common Stock | 24,375 | 29,236 | D |
Explanation of responses
- F1Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).
- F2Represents volume-weighted average price of sales of 2,600 shares of Company stock on March 17, 2015 at prices ranging from $447.56 to $448.49. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 17, 2015 at each separate price.
- F3Represents volume-weighted average price of sales of 300 shares of Company stock on March 17, 2015 at prices ranging from $448.60 to $449.01. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 17, 2015 at each separate price.
- F4Represents volume-weighted average price of sales of 2,093 shares of Company stock on March 17, 2015 at prices ranging from $449.60 to $450.57. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 17, 2015 at each separate price.
- F5Represents volume-weighted average price of sales of 700 shares of Company stock on March 17, 2015 at prices ranging from $450.75 to $451.09. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 17, 2015 at each separate price.
- F6Represents volume-weighted average price of sales of 3,200 shares of Company stock on March 17, 2015 at prices ranging from $451.99 to $452.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 17, 2015 at each separate price.
- F7Represents volume-weighted average price of sales of 1,700 shares of Company stock on March 17, 2015 at prices ranging from $452.99 to $453.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on March 17, 2015 at each separate price.
- F8The option became exercisable with respect to all shares underlying the option on December 31, 2013, based upon the satisfaction by the company of certain performance criteria during the period ended December 31, 2013.