SEC Form 4 · accession 0001237899-15-000018
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Van Plew
Officer — SVP & General Mgr Industrial O
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 20,000 | $21.25 | A | 38,705 | D | |
| Common Stock | Feb 20, 2015 | F | 1,000 | $424.70 | D | 37,705 | D | |
| Common Stock | Feb 20, 2015 | F | 9,569 | $424.70 | D | 28,136 | D | |
| Common StockF1 | Feb 23, 2015 | S | 2,300 | $426.08 | D | 25,836 | D | |
| Common StockF2 | Feb 23, 2015 | S | 1,700 | $427.12 | D | 24,136 | D | |
| Common StockF3 | Feb 23, 2015 | S | 2,100 | $428.27 | D | 22,036 | D | |
| Common StockF4 | Feb 23, 2015 | S | 3,331 | $429.09 | D | 18,705 | D | |
| Common Stock | holding | — | — | — | 1,426 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $21.25 | Feb 20, 2015 | M | 20,000 | D | — | Dec 18, 2019 | Common Stock | 20,000 | 17,895 | D |
Explanation of responses
- F1Represents volume-weighted average price of sales of 2,300 shares of Company stock on February 23, 2015 at prices ranging from $425.60 to $426.59. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 23, 2015 at each separate price.
- F2Represents volume-weighted average price of sales of 1,700 shares of Company stock on February 23, 2015 at prices ranging from $426.63 to $427.58. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 23, 2015 at each separate price.
- F3Represents volume-weighted average price of sales of 2,100 shares of Company stock on February 23, 2015 at prices ranging from $427.66 to $428.62. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 23, 2015 at each separate price.
- F4Represents volume-weighted average price of sales of 3,331 shares of Company stock on February 23, 2015 at prices ranging from $428.71 to $429.63. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 23, 2015 at each separate price.
- F5The option became exercisable with respect to all shares underlying the option on December 31, 2012, based upon the satisfaction by the company of certain performance criteria during the period ended December 31, 2012.