SEC Form 4 · accession 0001237899-15-000015
REGENERON PHARMACEUTICALS, INC. · REGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Goldstein
Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 20, 2015 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872589
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | M | 5,000 | $177.82 | A | 9,000 | D | |
| Common Stock | Feb 20, 2015 | S | 400 | $424.14 | D | 8,600 | D | |
| Common StockF1 | Feb 20, 2015 | S | 4,600 | $423.61 | D | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $177.82 | Feb 20, 2015 | M | 5,000 | D | — | Jan 2, 2023 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Represents volume-weighted average price of sales of 4,600 shares of Company stock on February 20, 2015 at prices ranging from $423.33 to $423.62. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 20, 2015 at each separate price.
- F2The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.