SEC Form 4 · accession 0000872248-17-000081

PETROQUEST ENERGY INC · PQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec VP - Gen. Counsel & Sec.

Period of report

Nov 12, 2017

Accepted (ET)

Nov 14, 2017 · 4:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000872248

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 12, 2017	M	6,826	$0.00	A	34,086	D
Common Stock	Nov 12, 2017	F	2,277	$1.85	D	31,809	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Nov 12, 2017	A	23,667	A	—	—	Common Stock	23,667	23,667	D
Incentive stock option (right to buy)^F3	$1.85	Nov 12, 2017	A	10,519	A	—	Nov 11, 2027	Common Stock	10,519	10,519	D
Restricted Stock Units^F1,F4	—	Nov 12, 2017	M	6,826	A	Nov 12, 2017	—	Common Stock	6,826	0	D

F1Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock.
F2One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock will be delivered to the reporting person on each such vesting date.
F3Vests with respect to 1/3 of the shares annually beginning on November 12, 2018.
F4On November 12, 2014 the reporting person was granted 20,478 Restricted Stock Units. One third of the Restricted Stock Units vested on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest Common stock were delivered to the reporting person on each such vesting date.