SEC Form 4 · accession 0000872248-15-000095
PETROQUEST ENERGY INC · PQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Art M Mixon III
Officer — Exec VP - Operations and Prod
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000872248
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 12, 2015 | M | 31,996 | $0.00 | A | 460,521 | D | |
| Common Stock | Nov 12, 2015 | F | 23,265 | $1.05 | D | 437,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Nov 12, 2015 | M | 31,996 | D | — | — | Common Stock | 31,996 | 63,991 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock.
- F2Includes 4,266 shares acquired under PetroQuest's employee stock purchase plan on July 31, 2015.
- F3On November 12, 2014 the reporting person was granted 95,987 Restricted Stock Units. One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock will be delivered to the reporting person on each such vesting date.