SEC Form 4 · accession 0001437749-18-014440
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Martin-Vachon
Officer — President
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2018 | A | 100,000 | $0.00 | A | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $0.00 | Aug 1, 2018 | A | 100,000 | A | — | Aug 1, 2028 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Restricted Stock Units granted under the Company's 2011 Omnibus Incentive Plan that are subject to the terms and conditions set forth in the restricted unit award agreement and that will vest as to one-third of the shares on each of the first three anniversaries of the date of grant.
- F2Options vest as to one-third of the shares on each of the first three anniversaries of the date of grant.