SEC Form 4 · accession 0001437749-18-007097
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana G Purcel
Officer — Executive VP and CFO
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 16, 2018 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $0.85 | Apr 16, 2018 | A | 50,000 | A | — | Apr 16, 2028 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Restricted Stock Units granted under the Company's 2011 Omnibus Incentive Plan that are subject to the terms and conditions set forth in the restricted unit award agreement and that will vest as to one-third of the shares on each of the first three anniversaries of the date of grant.
- F2Options vest as to one-third of the shares on each of the first three anniversaries of the date of grant.