SEC Form 4 · accession 0001437749-15-005956
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Guillaume Sabatier
Officer — SVP Special Projects
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2015 | A | 12,131 | $0.00 | A | 167,713 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2,F3 | $6.10 | Mar 20, 2015 | A | 16,946 | A | — | Mar 20, 2025 | Common Stock | 16,946 | 16,946 | D |
Explanation of responses
- F1Represents a grant of restricted stock as a long term incentive award issued pursuant to the Issuer's 2011 Omnibus Incentive Plan.
- F2Grant issued effective as of March 20, 2015 as a long term incentive award pursuant to the Issuer's 2011 Omnibus Incentive Plan.
- F3The award vests in three equal installments on each of the first three anniversaries of the date of grant.