SEC Form 4 · accession 0001209191-17-023286
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Vassallo
Officer — SVP, Corporate Controller
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 11:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2017 | A | 45,677 | $1.33 | A | 156,407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F1 | $1.33 | Mar 27, 2017 | A | 65,327 | A | Mar 27, 2018 | Mar 27, 2027 | Common Stock | 65,327 | 65,327 | D |
Explanation of responses
- F1The option vests in three equal installments beginning on 3/27/2018 and the subsequent two anniversaries of that date.