SEC Form 4 · accession 0001209191-16-113870
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Vassallo
Officer — SVP, Corporate Controller
Period of report
Apr 7, 2016
Accepted (ET)
Apr 11, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2016 | P | 100 | $1.205 | A | 101,530 | D | |
| Common Stock | Apr 7, 2016 | P | 4,400 | $1.21 | A | 105,930 | D | |
| Common StockF1 | Apr 7, 2016 | P | 4,800 | $1.2098 | A | 110,730 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount includes 60,072 shares of restricted stock that were issued pursuant to the Company's 2011 Omnibus Incentive Plan and are subject to vesting. Of these 60,072 shares of restricted stock, (x) 2,833.5 shares vested on November 25, 2015 and an additional 2,833.5 shares will vest on November 25, 2016, (y) 2,794 shares vested on March 20, 2016 and an additional 5,588 shares will vest in two equal installments on March 20, 2017 and March 20, 2018, respectively, and (z) 46,023 shares will vest in three equal annual installments on March 28, 2017, March 28, 2018 and March 28, 2019.