SEC Form 4 · accession 0001144204-16-091692
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Rosenblatt
Officer — Interim CEO · Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 8:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2016 | P | 221,367 | $0.9488 | A | 251,937 | D | |
| Common StockF2,F3 | Mar 29, 2016 | P | 83,633 | $1.0139 | A | 335,570 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.9081 to $0.9800, inclusive. The reporting person undertakes to provide to the SEC, EVINE Live Inc. (the "Company"), or any securityholder of the Company, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.9689 to $1.010, inclusive. The reporting person undertakes to provide to the SEC, the Company, or any securityholder of the Company, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F3This amount includes 22,570 shares of restricted stock that were granted on June 17, 2015 and will vest on the day immediately prior to the next following annual shareholders meeting after the date of grant.