SEC Form 4 · accession 0001144204-16-091686
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Guillaume Sabatier
Officer — See Remarks
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2016 | A | 57,741 | $0.00 | A | 230,454 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $0.6636 | Mar 28, 2016 | A | 86,141 | A | — | Mar 28, 2026 | Common Stock | 86,141 | 86,141 | D |
Explanation of responses
- F1Represents a grant of restricted stock as a long term incentive award issued pursuant to the 2011 Omnibus Incentive Plan of EVINE Live Inc. (the "Company"). The award vests in three equal installments on each of the first three anniversaries of the date of grant.
- F2Grant issued effective as of March 28, 2016 as a long term incentive award pursuant to the Company's 2011 Omnibus Incentive Plan.
- F3The award vests in three equal installments on each of the first three anniversaries of the date of grant.
Remarks
Title: Senior Vice President - Sales and Product Planning & Programming