SEC Form 4 · accession 0001140361-15-016710
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 24, 2015 | S | 9,787 | $6.29 | D | 3,617,468 | D | |
| Common StockF1,F4,F3 | Apr 27, 2015 | S | 13,236 | $6.2842 | D | 3,604,232 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of securities reported represents an aggregate number of shares sold by GE Capital Equity Investments, Inc. ("GECEI") in multiple market transactions over a range of sales prices. The price reported represents the weighted average price per share. The Reporting Persons undertake to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by GECEI at each separate price within the range.
- F2Sale prices range from $6.27 to $6.35 per share, inclusive.
- F3Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.
- F4Sale prices range from $6.26 to $6.32 per share, inclusive.
Remarks
Exhibit 99.1- Joint Filer Information, incorporated herein by reference