SEC Form 3 · accession 0001209191-19-000626
Neonode Inc. · NEON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Lindell
10% Owner
Period of report
Dec 28, 2018
Accepted (ET)
Jan 3, 2019 · 8:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,534,956 | I | by Cidro Forvaltning AB, an entity wholly owned by Mr. Lindell |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $20.00 | holding | — | — | — | Aug 8, 2018 | Aug 8, 2020 | Common Stock | 116,667 | — | I |