SEC Form 4 · accession 0001503249-15-000039
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claudius E. Watts IV
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 21, 2015 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Dec 9, 2015 | P | 25,000 | $15.25 | A | 63,563 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THE REPORTING PERSON ACKNOWLEDGES THAT THESE TRANSACTIONS ARE BEING REPORTED LATE UNDER SECTION 16.
- F2ON JULY 31, 2015, THE COMPANY PAID A 20% STOCK DIVIDEND WHICH HAS BEEN ACCOUNTED FOR IN THE TOTAL SHARES HELD ON THIS SECTION 16 FORM.