SEC Form 4 · accession 0000870385-17-000040
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M. Moise
Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 10:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 6, 2017 | S | 528 | $36.85 | D | 119,086 | D | |
| COMMON STOCK | Nov 6, 2017 | S | 100 | $36.80 | D | 118,986 | D | |
| COMMON STOCK | Nov 6, 2017 | S | 2,372 | $36.74 | D | 116,614 | D | |
| COMMON STOCK | holding | — | — | — | 9,600 | I | By Pitt Street Investments | |
| COMMON STOCK | holding | — | — | — | 9,600 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.