SEC Form 4 · accession 0000870385-17-000038
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffery L. Deal
Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 7, 2017 | S | 500 | $33.46 | D | 60,101 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 500 | $33.61 | D | 59,601 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 1,000 | $33.62 | D | 58,601 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 1,000 | $33.56 | D | 57,601 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 4,000 | $33.50 | D | 53,601 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 1,000 | $33.51 | D | 52,601 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 1,000 | $33.52 | D | 51,601 | D | |
| COMMON STOCK | Aug 8, 2017 | S | 1,000 | $33.53 | D | 50,601 | D |
Table II — derivative securities
No Table II lines on this filing.