SEC Form 4 · accession 0000870385-17-000006
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fowler C. Williams
Officer — CEO, Crescent Mtg Company
Period of report
Jan 20, 2017
Accepted (ET)
Jan 24, 2017 · 11:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 20, 2017 | F | 820 | $28.36 | D | 33,359 | D | |
| COMMON STOCKF1 | Jan 21, 2017 | M | 1,728 | $0.00 | A | 35,087 | D | |
| COMMON STOCK | Jan 21, 2017 | F | 824 | $29.25 | D | 34,263 | D | |
| COMMON STOCK | Jan 21, 2017 | F | 1,561 | $29.25 | D | 32,702 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued upon the vesting of Restricted Stock Units from January 2015. On July 31, 2015, the Company paid a 20% stock dividend which has been accounted for in the total shares held on this Section 16 form.