SEC Form 4/A · accession 0000870385-17-000003
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William A Gehman III
Officer — CFO
Period of report
Jan 21, 2017
Accepted (ET)
Jan 24, 2017 · 10:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | $29.25 | Jan 21, 2017 | M | 1,296 | A | Jan 21, 2017 | Jan 21, 2017 | COMMON STOCK | 1,296 | 592 | D |
Explanation of responses
- F1The number of derivative securities beneficially owned were previously reported incorrectly.