SEC Form 4 · accession 0000870385-16-000056
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry L Rexroad
Officer — President & CEO · Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 17, 2016 · 10:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 16, 2016 | G | 1,000 | $0.00 | D | 297,600 | D | |
| COMMON STOCK | Aug 16, 2016 | G | 1,000 | $0.00 | D | 296,600 | D | |
| COMMON STOCK | Aug 16, 2016 | G | 1,000 | $0.00 | D | 295,600 | D | |
| COMMON STOCK | holding | — | — | — | 11,040 | I | BY SPOUSE | |
| COMMON STOCKF1 | holding | — | — | — | 1,000 | I | BY DAUGHTER | |
| COMMON STOCKF2 | holding | — | — | — | 1,000 | I | BY DAUGHTER |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THIS TRANSACTION INVOLVED A GIFT OF SHARES BY THE REPORTING PERSON TO HIS DAUGHTER, WHO SHARES THE REPORTING PERSON'S HOUSEHOLD.
- F2THIS TRANSACTION INVOLVED A GIFT OF SHARES BY THE REPORTING PERSON TO HIS OTHER DAUGHTER, WHO SHARES THE REPORTING PERSON'S HOUSEHOLD.