SEC Form 4 · accession 0000870385-16-000032
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery L. Deal
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 10, 2016 | S | 39 | $15.95 | D | 63,620 | D | |
| COMMON STOCKF1 | Feb 10, 2016 | S | 461 | $16.03 | D | 63,159 | D | |
| COMMON STOCKF1 | Feb 11, 2016 | S | 500 | $15.41 | D | 62,659 | D | |
| COMMON STOCKF1 | Feb 11, 2016 | S | 500 | $15.34 | D | 62,159 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ON JULY 31, 2016 THE COMPANY ISSUED A 6-FOR-5 (20%) STOCK SPLIT, WHICH HAS BEEN ACCOUNTED FOR IN THE TOTAL SHARES HELD ON THIS SECTION 16 FORM.