SEC Form 4 · accession 0000870385-15-000024
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. J. Huggins III
Officer — Executive VP & Secretary
Period of report
Apr 23, 2015
Accepted (ET)
May 19, 2015 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Apr 23, 2015 | F | 1,374 | $13.30 | D | 57,552 | D | |
| COMMON STOCKF1 | Apr 25, 2015 | F | 1,374 | $13.80 | D | 56,178 | D | |
| COMMON STOCK | May 18, 2015 | P | 150 | $14.00 | A | 56,328 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acknowledges that these transactions are being reported late under Section 16 and that the total amount of Directly held shares also reflects an accurate total as of the filing date of this Form 4.