SEC Form 4 · accession 0000870385-15-000022
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benedict P Rosen
Director
Period of report
May 30, 2014
Accepted (ET)
May 18, 2015 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | May 30, 2014 | J | 1,200 | $0.00 | D | 4,230 | D | |
| COMMON STOCKF1 | holding | — | — | — | 50,400 | I | BY BENEDICT P ROSEN REVOCABLE TRUST | |
| COMMON STOCKF1 | holding | — | — | — | 8,000 | I | BY BENICE W ROSEN REVOCABLE TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ON NOVEMBER 14, 2014 THE COMPANY ISSUED A 2 FOR 1 STOCK SPLIT, WHICH HAS BEEN ACCOUNTED FOR IN THE TOTAL SHARES HELD ON THIS SECTION 16 FORM.
- F21,200 SHARES WERE TRANSFERRED FROM THE DIRECTLY HELD ACCOUNT INTO THE BENEDICT P ROSEN REVOCABLE TRUST ACCOUNT.