SEC Form 4 · accession 0000870385-15-000020
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M. Moise
Director
Period of report
May 13, 2015
Accepted (ET)
May 13, 2015 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 13, 2015 | M | 640 | $6.00 | A | 95,885 | D | |
| COMMON STOCK | holding | — | — | — | 8,000 | I | BY PITT STREET INVESTMENTS LLC | |
| COMMON STOCK | holding | — | — | — | 8,000 | I | BY SPOUSE |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $6.00 | May 13, 2015 | M | 640 | D | Jul 12, 2010 | Jul 12, 2015 | COMMON STOCK | 640 | 0 | D |