SEC Form 4 · accession 0000870385-15-000011
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thompson E. Penney
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON SECURITIESF1 | May 6, 2015 | A | 789 | $0.00 | A | 21,989 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ON NOVEMBER 14, 2014, THE COMPANY ISSUED A 2 FOR 1 STOCK SPLIT, WHICH HAS BEEN ACCOUNTED FOR IN THE TOTAL SHARES HELD ON THIS SECTION 16 FORM.