SEC Form 4 · accession 0000870385-15-000004
CAROLINA FINANCIAL CORP · CARO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. J. Huggins III
Officer — Executive VP & Secretary
Period of report
Apr 23, 2014
Accepted (ET)
Mar 10, 2015 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870385
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Apr 23, 2014 | F | 1,374 | $10.24 | D | 58,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 14, 2014, the Company issued a 2-for-1 stock split, which has been accounted for in the total shares held on this Section 16 form.
- F2The reporting person acknowledges that these transactions are being reported late under Section 16 and that the total amount of Directly held shares incorporates all transactions as of the filing date of this late Form 4.