SEC Form 4 · accession 0000869986-15-000001
ADVANCED PHOTONIX INC · API
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J Anderson
Officer — Chief Financial Officer
Period of report
Apr 3, 2015
Accepted (ET)
Apr 6, 2015 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000869986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| API Class A Common Stock | holding | — | — | — | 143,993 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.95 | holding | — | — | — | Aug 29, 2012 | Jul 3, 2015 | API Class A Common Stock | 40,000 | 40,000 | D |
| Employee Stock Option (Right to Buy)F1 | $0.95 | holding | — | — | — | Aug 29, 2013 | Jul 3, 2015 | API Class A Common Stock | 40,000 | 40,000 | D |
| Employee Stock Option (Right to Buy)F1 | $0.95 | holding | — | — | — | Aug 29, 2014 | Jul 3, 2015 | API Class A Common Stock | 40,000 | 40,000 | D |
| Employee Stock Option (Right to Buy)F1 | $0.63 | holding | — | — | — | Dec 12, 2012 | Jul 3, 2015 | API Class A Common Stock | 8,333 | 8,333 | D |
| Employee Stock Option (Right to Buy)F1 | $0.63 | holding | — | — | — | Jun 12, 2013 | Jul 3, 2015 | API Class A Common Stock | 8,333 | 8,333 | D |
| Employee Stock Option (Right to Buy)F1 | $0.63 | holding | — | — | — | Jun 12, 2014 | Jul 3, 2015 | API Class A Common Stock | 8,334 | 8,334 | D |
Explanation of responses
- F1Stock Option granted under Advanced Photonix, Inc's 2007 Equity Incentive Plan.
Remarks
Effective April 3, 2015, Jeffrey Anderson resigned as Chief Financial Officer of the Issuer. This Form 4 serves as his exit filing.