SEC Form 4/A · accession 0001213900-16-010758
DEEP WELL OIL & GAS INC · DWOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Horst A Schmid
Director
Period of report
Sep 19, 2014
Accepted (ET)
Feb 11, 2016 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000869495
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to acquire)F1,F3 | $0.38 | Sep 19, 2014 | A | 600,000 | A | — | Sep 19, 2019 | Common Stock | 600,000 | 2,870,000 | D |
| Stock Option (right to acquire)F2,F3,F4 | $0.38 | Sep 19, 2014 | A | 1,200,000 | A | — | Sep 19, 2019 | Common Stock | 1,200,000 | 4,070,000 | I |
Explanation of responses
- F1Effective on September 19, 2014, Dr. Horst A. Schmid was granted options to purchase 600,000 shares each of common stock at an exercise price of $0.38 per common share, 200,000 vesting immediately and the remaining vesting one-third on September 29, 2015, and one-third on September 19, 2016, with a five-year life.
- F2Effective on September 19, 2014, Portwest Investments Ltd. was granted options to purchase 1,200,000 shares each of common stock at an exercise price of $0.38 per common share, 600,000 vesting immediately and the remaining vesting September 19, 2015, with a five-year life.
- F3Correcting error on last filed Form 4 filed on September 23, 2014. The number of Derivative Securities issued to Dr. Horst A. Schmid and Portwest Investments Ltd. was recorded in the wrong column under "Dispose Of" and has now been corrected and recorded under the "Acquired" column. This Form 4/A corrects this error in its entirety.
- F4Portwest Investments Ltd., a company 100% owned by Dr. Horst A. Schmid.