SEC Form 4 · accession 0001179110-19-003806
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R. Tishman
Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 11, 2019 | S | 25,000 | $30.1064 | D | 97,978 | D | |
| Common Stock | holding | — | — | — | 344 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | holding | — | — | — | — | — | Common Stock | 3,669 | 3,669 | D |
| Restricted Stock UnitF3,F5 | — | holding | — | — | — | — | — | Common Stock | 3,791 | 3,791 | D |
| Restricted Stock UnitF3,F6 | — | holding | — | — | — | — | — | Common Stock | 5,245 | 5,245 | D |
Explanation of responses
- F1The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on February 7, 2019.
- F2This transaction was executed in multiple trades at prices ranging from $30.00 to $30.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F4The restricted stock units vest in December 2019.
- F5The restricted stock units vest in December 2020.
- F6The restricted stock units vest on the earlier of March 6, 2020 or the date of the Corporation's 2020 Annual Meeting of Stockholders.