SEC Form 4 · accession 0001179110-18-008133
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chuan-Sheng Chiao
Officer — President, Asia Pacific
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | S | 1,700 | $33.31 | D | 39,816 | D | |
| Common StockF2 | Jun 4, 2018 | S | 18,000 | $33.40 | D | 21,816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | holding | — | — | — | — | — | Common Stock | 10,027 | 10,027 | D |
| Restricted Stock UnitF3,F5 | — | holding | — | — | — | — | — | Common Stock | 6,814 | 6,814 | D |
| Restricted Stock UnitF3,F6 | — | holding | — | — | — | — | — | Common Stock | 7,041 | 7,041 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $33.30 to $33.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $33.30 to $33.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F4The restricted stock units vest in December 2018.
- F5The restricted stock units vest in December 2019.
- F6The restricted stock units vest in December 2020.