SEC Form 4 · accession 0001179110-18-006218
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C. Vollmer
Officer — Group President, MS
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | M | 2,124 | $34.44 | A | 25,460 | D | |
| Common StockF2 | May 1, 2018 | F | 1,020 | $34.44 | D | 24,713 | D | |
| Common Stock | holding | — | — | — | 216 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 1, 2018 | M | 2,124 | D | — | — | Common Stock | 2,124 | 0 | D |
Explanation of responses
- F1Each restricted stock represents a contingent right to receive one share of AECOM common stock. On May 1, 2018, 2,124 of the reporting person's restricted stock vested and were settled for an equal number of AECOM common stock, less applicable tax withholding.
- F2Includes shares acquired from the AECOM Employee Stock Purchase Plan.