SEC Form 4 · accession 0001179110-18-004413
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P McQuade
Officer — President, Construction Srvcs.
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 13, 2018 | S | 12,935 | $37.00 | D | 2,642 | D | |
| Common Stock | holding | — | — | — | 522 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | holding | — | — | — | — | — | Common Stock | 10,696 | 10,696 | D |
| Restricted Stock UnitsF4,F6 | — | holding | — | — | — | — | — | Common Stock | 10,483 | 10,483 | D |
| Restricted Stock UnitsF4,F7 | — | holding | — | — | — | — | — | Common Stock | 10,832 | 10,832 | D |
Explanation of responses
- F1The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on February 8, 2018.
- F2Includes shares acquired from the AECOM Employee Stock Purchase Plan.
- F3The number of shares reported as beneficially owned in Column 5 of the Form 4 filed on December 18, 2017 were overstated by 8,803 shares and accordingly these 8,803 shares were not reported as beneficially owned in Column 5 for the March 13, 2018 transaction.
- F4Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F5The restricted stock units vest in December 2018.
- F6The restricted stock units vest in December 2019.
- F7The restricted stock units vest in December 2020