SEC Form 4 · accession 0001179110-18-004412
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lara Poloni
Officer — Chief Executive, EMIA
Period of report
Mar 14, 2018
Accepted (ET)
Mar 15, 2018 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2018 | S | 4,976 | $36.704 | D | 3,895 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 2,507 | 2,507 | D |
| Restricted Stock UnitsF2,F4 | — | holding | — | — | — | — | — | Common Stock | 2,359 | 2,359 | D |
| Restricted Stock UnitsF2,F5 | — | holding | — | — | — | — | — | Common Stock | 5,416 | 5,416 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $36.70 to $36.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest in December 2018.
- F4The restricted stock units vest in December 2019.
- F5The restricted stock units vest in December 2020.