SEC Form 4 · accession 0001179110-18-000982
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R. Tishman
Officer — Vice Chairman · Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | S | 15,000 | $38.88 | D | 129,095 | D | |
| Common Stock | holding | — | — | — | 182 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,680 | 4,680 | D |
| Restricted Stock UnitF2,F4 | — | holding | — | — | — | — | — | Common Stock | 3,669 | 3,669 | D |
| Restricted Stock UnitF2,F5 | — | holding | — | — | — | — | — | Common Stock | 3,791 | 3,791 | D |
Explanation of responses
- F1The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on November 14, 2017.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest in December 2018.
- F4The restricted stock units vest in December 2019.
- F5The restricted stock units vest in December 2020.