SEC Form 4 · accession 0001179110-18-000900
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda M Griego
Director
Period of report
Jan 12, 2018
Accepted (ET)
Jan 16, 2018 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2018 | M | 5,160 | $28.44 | A | 33,335 | D | |
| Common StockF1 | Jan 12, 2018 | S | 5,160 | $38.11 | D | 28,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $28.44 | Jan 12, 2018 | M | 5,160 | D | — | Mar 3, 2018 | Common Stock | 5,160 | 0 | D |
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 4,229 | 4,229 | D |
Explanation of responses
- F1The sale in this form was made pursuant to a 10b5-1 trading plan adopted on December 11, 2017.
- F2The stock option vested on March 3, 2012.
- F3Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F4The restricted stock units vest on the earlier of March 1, 2018 or the date of the Corporation's 2018 Annual Meeting of Stockholders.