SEC Form 4 · accession 0001179110-17-015922
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rob J Routs
Director
Period of report
Dec 26, 2017
Accepted (ET)
Dec 28, 2017 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 26, 2017 | M | 1,308 | $28.04 | A | 18,904 | D | |
| Common StockF1 | Dec 26, 2017 | S | 1,308 | $37.12 | D | 17,596 | D | |
| Common StockF1 | Dec 26, 2017 | M | 5,160 | $28.44 | A | 22,756 | D | |
| Common StockF1 | Dec 26, 2017 | S | 5,160 | $37.12 | D | 17,596 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $28.04 | Dec 26, 2017 | M | 1,308 | D | Jan 18, 2012 | Jan 18, 2018 | Common Stock | 1,308 | 0 | D |
| Stock Options | $28.44 | Dec 26, 2017 | M | 5,160 | D | Mar 3, 2012 | Mar 3, 2018 | Common Stock | 5,160 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,229 | 4,229 | D |
Explanation of responses
- F1The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on November 22, 2017.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest on the earlier of March 1, 2018 or the date of the Corporation's 2018 Annual Meeting of Stockholders.