SEC Form 4 · accession 0001179110-17-015392
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Fordyce
Director
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2017 | M | 5,160 | $28.44 | A | 143,331 | D | |
| Common Stock | Dec 13, 2017 | S | 4,390 | $37.9973 | A | 138,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $28.44 | Dec 13, 2017 | M | 5,160 | D | Mar 3, 2012 | Mar 3, 2018 | Common Stock | 5,160 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,229 | 4,229 | D |
Explanation of responses
- F1The sale in this Form 4 was made solely to cover the option cost, taxes and other fees related to the exercise of the stock option that would have expired on March 3, 2018. After the transaction, the remaining 770 net shares continue to be held by James Fordyce.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest on the earlier of March 1, 2018 or the date of the Corporation's 2018 Annual Meeting of Stockholders.