SEC Form 4 · accession 0001179110-17-015391
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Burke
Officer — Chairman & CEO · Director
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2017 | S | 30,000 | $39.00 | D | 157,649 | D | |
| Common Stock | holding | — | — | — | 38,910 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $31.62 | holding | — | — | — | — | Mar 5, 2024 | Common Stock | 638,570 | 638,570 | D |
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 102,849 | 102,849 | D |
| Restricted Stock UnitF3,F5 | — | holding | — | — | — | — | — | Common Stock | 111,077 | 111,077 | D |
| Restricted Stock UnitsF3,F6 | — | holding | — | — | — | — | — | Common Stock | 140,375 | 140,375 | D |
| Restricted Stock UnitsF3,F7 | — | holding | — | — | — | — | — | Common Stock | 115,304 | 115,304 | D |
Explanation of responses
- F1The sale in this Form 4 was made pursuant to a 10b5-1 trading plan policy adopted on May 26, 2017.
- F2The option becomes exercisable if at all, beginning on March 5, 2019, subject to (A) continued employment and (B) the average daily closing price of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles.
- F3Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F4The restricted stock units vest in three equal installments beginning on November 2017.
- F5The restricted stock units vest in December 2017.
- F6The restricted stock units vest in December 2018.
- F7The restricted stock units vest in December 2019.